Operational Excellence as a Service

Caroprese’s services manage the preparation and submission of compliance-related filings such as Form PF and disclosures required by the U.S. SEC. This includes compiling data from multiple systems, validating accuracy, and producing reports aligned with SEC taxonomy. The service provides transparency and consistency, helping investment managers demonstrate compliance and avoid penalties or reputational risk.

Caroprese provides continuous tracking of portfolio returns to support disclosures, marketing, and regulatory compliance objectives. This includes cash tracing, performance metric recalculations, internal data reconciliations, and workpapers to ensure adherence to regulatory obligations and internal operational policies. By integrating compliance oversight with performance analytics, Caroprese delivers an independent view of historical performance to support internal policies for regulatory compliance and enterprise risk management. The outcome is greater transparency, informed decision-making, and the ability to pursue growth while maintaining control and compliance.

Caroprese provides investment research support for investment managers and secondary funds with a focus on disciplined data management and processing. We deliver insights grounded in our rigorous data management practices. Our research models help managers evaluate data trends, fund performance, and underlying company fundamentals while assessing potential exposures and valuation considerations. This approach ensures that recommendations are both strategically sound and aligned with governance standards.

Caroprese provides back-office support, including general ledger management, portfolio accounting, reconciliations, and financial reporting for management companies in the investment management industry. This ensures accurate tracking of management fees while maintaining transparency on expenses. Our model adapts to the scale and complexity of each client whether you are a start-up fund or an established manager, delivering consistent, high-quality financial reporting that GPs expect.